
中国水稻科学 ›› 2026, Vol. 40 ›› Issue (6): 821-837.DOI: 10.16819/j.1001-7216.2026.260114
刘皓东1, 丁启朔1,*(
), 陈少桦1, 李毅念1, 颜晓元2, 徐高明3, 何瑞银1
收稿日期:2026-01-23
修回日期:2026-05-18
出版日期:2026-11-10
发布日期:2026-11-09
通讯作者:
*email: qsding@njau.edu.cn基金资助:
LIU Haodong1, DING Qishuo1,*(
), CHEN Shaohua1, LI Yinian1, YAN Xiaoyuan2, XU Gaoming3, HE Ruiyin1
Received:2026-01-23
Revised:2026-05-18
Online:2026-11-10
Published:2026-11-09
摘要:
【目的】研制旱稻覆膜旱作配套机具,探讨不同机械化栽培技术对机具作业质量及出苗等农艺效应的影响,为机具优化升级和机直播优质栽培提供理论依据。【方法】针对覆膜旱直播(MS)和旱直播覆膜(SM)两种作业方式研制配套样机,结合全膜覆土(1)、带状覆土(2)、不覆土(3)的覆土方式构建6种机械化栽培技术(MS1,MS2,MS3,SM1,SM2及不覆膜CK),构建机具作业质量、农艺效应评价指标集,探究覆土方式对机具作业质量和栽培技术对农艺效应的影响,并探讨指标间的内在联系。【结果】不同覆土方式对机具作业质量影响显著,MS1、MS2的孔穴错位率较MS3降低60.74%~71.45%、种子覆土厚度提高21.99%~31.59%,播种作业质量显著优于MS3,出苗率提高27.16%~32.23%;SM1的膜土贴合度较SM2提高17.72%,出苗率提高了6.81%;2种作业方式的农艺效应存在显著差异,SM的土壤含水率较MS提高9.30%~22.00%、杂草密度降低75.12%~79.24%,但出苗率降低16.15%~18.37%、产量降低4.31%~5.50%。在作业质量与农艺效应的关系方面,孔穴错位率、膜土贴合度与出苗率的相关系数分别为−0.949、0.818,且出苗率与有效穗数、产量显著正相关。MS作业方式的出苗及产量指标与作业质量、环境因子等多指标显著相关,而SM中仅与膜土贴合度等作业质量指标显著相关。【结论】旱直播覆膜和覆膜旱直播各具技术优势,需结合区域生产条件选用适配技术并优化配套机具,以充分发挥机械化栽培的农艺增益效应。同时膜上覆土厚度需稳定在15~20 mm,保障机具作业质量与田间出苗效果。
刘皓东, 丁启朔, 陈少桦, 李毅念, 颜晓元, 徐高明, 何瑞银. 旱稻覆膜旱作机械化栽培技术的构建与评价[J]. 中国水稻科学, 2026, 40(6): 821-837.
LIU Haodong, DING Qishuo, CHEN Shaohua, LI Yinian, YAN Xiaoyuan, XU Gaoming, HE Ruiyin. Development and Evaluation of Mechanized Cultivation Techniques for Film-mulched Dry Farming of Upland Rice[J]. Chinese Journal OF Rice Science, 2026, 40(6): 821-837.
| 栽培技术 Cultivation technique | 作业流程 Operation process | 特征 Characteristics |
|---|---|---|
| MS1 | 先覆膜后破膜直播,膜上覆土全膜覆盖 Film mulching followed by perforation and direct seeding with soil covering the entire film surface | 覆土厚度10~20 mm Soil covering thickness 10~20 mm |
| MS2 | 先覆膜后破膜直播,种行膜上带状覆土 Film mulching followed by perforation and direct seeding with soil covering the entire film surface | 覆土宽度100 mm,覆土厚度10~20 mm Soil covering width 100 mm, soil covering thickness 10~20 mm |
| MS3 | 先覆膜后破膜直播,膜上无覆土 Film mulching followed by perforated direct seeding, with no soil covering the film | 地表裸膜覆盖 Bare film mulching on the soil surface |
| SM1 | 先旱地直播后覆膜,膜上覆土全膜覆盖 Dry direct seeding followed by full-film mulching with soil covering the film | 覆土厚度10~20 mm Soil covering thickness 10~20 mm |
| SM2 | 先旱地直播后覆膜,种行膜上带状覆土 Dry direct seeding followed by film mulching, with strip soil covering the film along the seed rows | 覆土宽度100 mm,覆土厚度10~20 mm Soil covering width 100 mm, soil covering thickness 10~20 mm |
| CK | 旱地直播不覆膜 Dry direct seeding without film mulching | 裸地表 Bare soil surface |
表1 不同机械化栽培技术的作业特征
Table 1. Operation characteristics of different mechanized cultivation techniques
| 栽培技术 Cultivation technique | 作业流程 Operation process | 特征 Characteristics |
|---|---|---|
| MS1 | 先覆膜后破膜直播,膜上覆土全膜覆盖 Film mulching followed by perforation and direct seeding with soil covering the entire film surface | 覆土厚度10~20 mm Soil covering thickness 10~20 mm |
| MS2 | 先覆膜后破膜直播,种行膜上带状覆土 Film mulching followed by perforation and direct seeding with soil covering the entire film surface | 覆土宽度100 mm,覆土厚度10~20 mm Soil covering width 100 mm, soil covering thickness 10~20 mm |
| MS3 | 先覆膜后破膜直播,膜上无覆土 Film mulching followed by perforated direct seeding, with no soil covering the film | 地表裸膜覆盖 Bare film mulching on the soil surface |
| SM1 | 先旱地直播后覆膜,膜上覆土全膜覆盖 Dry direct seeding followed by full-film mulching with soil covering the film | 覆土厚度10~20 mm Soil covering thickness 10~20 mm |
| SM2 | 先旱地直播后覆膜,种行膜上带状覆土 Dry direct seeding followed by film mulching, with strip soil covering the film along the seed rows | 覆土宽度100 mm,覆土厚度10~20 mm Soil covering width 100 mm, soil covering thickness 10~20 mm |
| CK | 旱地直播不覆膜 Dry direct seeding without film mulching | 裸地表 Bare soil surface |
图2 两种旱稻覆膜旱作试验样机的整机结构与作业流程 1: 旋耕机; 2: 机架; 3: 挡土罩; 4: 导土板; 5: 破膜穴播器; 6: 覆土圆盘; 7: 压膜轮; 8: 覆土板; 9: 铺膜装置; 10: 直播装置; 11: 栅条入土口; 12: 栅条出土口; 13: 分土栅条; 14: 输种管。
Fig. 2. Overall machine structure and operation processes of two types of tested film-mulching dry farming machines for upland rice 1, Rotary tiller; 2, Machine frame; 3, Soil retaining shield; 4, Soil guiding plate; 5, Hole seeder; 6, Soil covering disc; 7, Film pressing wheel; 8, Soil covering plate; 9, Film mulching device; 10, Direct seeding device; 11, Soil inlet of grid bar; 12, Soil outlet of grid bar; 13, Soil dividing grid bars; 14, Seed tube.
| 参数 Parameter | 数值 Value | 参数 Parameter | 数值 Value |
|---|---|---|---|
| 整机尺寸(长×宽×高) Overall dimensions(length×width×height) (mm) | 1,468×2,118×930 | 覆土层厚度 Soil covering thickness (mm) | 10~20 |
| 作业幅宽 Working width (mm) | 2,000 | 行数 Number of rows | 6 |
| 刀轴转速 Rotor speed (r/min) | 200~600 | 播种行距 Row spacing (mm) | 300 |
| 作业耕深 Working depth (mm) | 30~70 | 穴距 Hill spacing (mm) | 150 |
| 作业速度Working speed (km/h) | 2~5 | 穴粒数 Seeds per hill | 3~6 |
表2 覆膜旱直播试验样机作业参数
Table 2. Operation parameters of the tested machine for film-mulched dry direct seeding
| 参数 Parameter | 数值 Value | 参数 Parameter | 数值 Value |
|---|---|---|---|
| 整机尺寸(长×宽×高) Overall dimensions(length×width×height) (mm) | 1,468×2,118×930 | 覆土层厚度 Soil covering thickness (mm) | 10~20 |
| 作业幅宽 Working width (mm) | 2,000 | 行数 Number of rows | 6 |
| 刀轴转速 Rotor speed (r/min) | 200~600 | 播种行距 Row spacing (mm) | 300 |
| 作业耕深 Working depth (mm) | 30~70 | 穴距 Hill spacing (mm) | 150 |
| 作业速度Working speed (km/h) | 2~5 | 穴粒数 Seeds per hill | 3~6 |
| 参数 Parameter | 数值 Value | 参数 Parameter | 数值 Value |
|---|---|---|---|
| 整机尺寸(长×宽×高) Overall dimensions (length×width×height) (mm) | 1,388×2,118×930 | 覆土层厚度 Soil covering thickness (mm) | 10~20 |
| 作业幅宽 Working width (mm) | 2,000 | 行数 Number of rows | 6 |
| 刀轴转速 Rotor speed (r/min) | 200~600 | 播种行距 Row spacing (mm) | 300 |
| 作业耕深 Working depth (mm) | 30~70 | 穴距 Hill spacing (mm) | 150 |
| 作业速度Working speed (km/h) | 3~6 | 穴粒数 Seeds per hill | 3~8 |
表3 旱直播覆膜试验样机作业参数
Table 3. Operation parameters of the tested machine for dry direct seeding with film mulching
| 参数 Parameter | 数值 Value | 参数 Parameter | 数值 Value |
|---|---|---|---|
| 整机尺寸(长×宽×高) Overall dimensions (length×width×height) (mm) | 1,388×2,118×930 | 覆土层厚度 Soil covering thickness (mm) | 10~20 |
| 作业幅宽 Working width (mm) | 2,000 | 行数 Number of rows | 6 |
| 刀轴转速 Rotor speed (r/min) | 200~600 | 播种行距 Row spacing (mm) | 300 |
| 作业耕深 Working depth (mm) | 30~70 | 穴距 Hill spacing (mm) | 150 |
| 作业速度Working speed (km/h) | 3~6 | 穴粒数 Seeds per hill | 3~8 |
| 栽培技术 Cultivation technique | 膜孔横向长度Transverse length of film holes (mm) | 膜孔纵向长度Longitudinal length of film holes (mm) | 种-孔中心距 Seed-hole center distance (mm) | 种子覆土厚度 Seed covering thickness (mm) | 孔穴错位率 Hole dislocation rate (%) |
|---|---|---|---|---|---|
| MS1 | 25.33±0.57 c | 21.74±1.57 b | 4.86±0.16 b | 24.70±0.30 a | 5.33±4.16 b |
| MS2 | 27.23±0.26 b | 20.23±1.70 b | 5.97±0.21 b | 22.90±1.04 b | 7.33±3.06 b |
| MS3 | 34.40±0.26 a | 16.37±1.04 a | 7.57±1.25 a | 18.77±1.12 c | 18.67±3.06 a |
| F值F value | 12.93** | 10.75** | 446.12** | 10.20* | 34.37** |
表4 覆膜旱直播各机械化栽培技术的作业质量
Table 4. Operation quality of various mechanized cultivation techniques for film-mulched dry direct seeding
| 栽培技术 Cultivation technique | 膜孔横向长度Transverse length of film holes (mm) | 膜孔纵向长度Longitudinal length of film holes (mm) | 种-孔中心距 Seed-hole center distance (mm) | 种子覆土厚度 Seed covering thickness (mm) | 孔穴错位率 Hole dislocation rate (%) |
|---|---|---|---|---|---|
| MS1 | 25.33±0.57 c | 21.74±1.57 b | 4.86±0.16 b | 24.70±0.30 a | 5.33±4.16 b |
| MS2 | 27.23±0.26 b | 20.23±1.70 b | 5.97±0.21 b | 22.90±1.04 b | 7.33±3.06 b |
| MS3 | 34.40±0.26 a | 16.37±1.04 a | 7.57±1.25 a | 18.77±1.12 c | 18.67±3.06 a |
| F值F value | 12.93** | 10.75** | 446.12** | 10.20* | 34.37** |
| 栽培技术 Cultivation technique | 膜土间隙的各尺度区间分布占比 Film-soil gap distribution in each scale interval (%) | 膜土贴合度 Film-soil contact degree (%) | 种子覆土厚度 Seed covering thickness (mm) | |||
|---|---|---|---|---|---|---|
| 0~3 mm | 3~6 mm | 6~9 mm | >9 mm | |||
| SM1 | 70.89±4.28 a | 13.33±1.76 a | 8.22±1.68 a | 7.33±3.53 a | 70.89±4.28 a | 20.87±2.04 a |
| SM2 | 60.22±4.44 b | 12.67±1.33 a | 13.33±3.53 a | 13.78±1.02 b | 60.22±4.44 b | 19.00±1.11 a |
| F值F value | 8.96* | ns | ns | 9.25* | 8.96* | ns |
表5 旱直播覆膜各机械化栽培技术的作业质量
Table 5. Operation quality of various mechanized cultivation techniques for dry direct seeding with film mulching
| 栽培技术 Cultivation technique | 膜土间隙的各尺度区间分布占比 Film-soil gap distribution in each scale interval (%) | 膜土贴合度 Film-soil contact degree (%) | 种子覆土厚度 Seed covering thickness (mm) | |||
|---|---|---|---|---|---|---|
| 0~3 mm | 3~6 mm | 6~9 mm | >9 mm | |||
| SM1 | 70.89±4.28 a | 13.33±1.76 a | 8.22±1.68 a | 7.33±3.53 a | 70.89±4.28 a | 20.87±2.04 a |
| SM2 | 60.22±4.44 b | 12.67±1.33 a | 13.33±3.53 a | 13.78±1.02 b | 60.22±4.44 b | 19.00±1.11 a |
| F值F value | 8.96* | ns | ns | 9.25* | 8.96* | ns |
图6 不同机械化栽培技术作业后的土壤温度和含水率 OM:作业方式;SC:覆土方式;CT:栽培技术。柱上不同字母表示在0.05水平上差异显著。*和**分别表示达到0.05和0.01显著水平。下同。
Fig. 6. Soil temperature and moisture content after operation of different mechanized cultivation techniques OM, Operation mode; SC, Soil covering mode; CT, Cultivation technique. Different letters indicate significant differences among treatments at the 0.05 level. * and ** indicate different significances at the 0.05 and 0.01 levels, respectively. The same below.
| 作业方式 Operation mode | 栽培技术 Cultivation technique | 出苗率 Emergence rate (%) | 地上部干物质量 Aboveground dry matter weight (mg/10 plants) | 地下部干物质量 Underground dry matter weight (mg/10 plants) | 株高 Plant height (cm) |
|---|---|---|---|---|---|
| MS | MS1 | 83.40±1.83 a | 172.90±2.69 bc | 70.15±1.50 ab | 14.17±0.36 ab |
| MS2 | 80.20±1.80 ab | 169.77±3.56 c | 67.67±1.11 bc | 14.02±0.35 bc | |
| MS3 | 63.07±3.91 d | 163.25±3.63 d | 65.31±1.55 cd | 13.47±0.25 c | |
| SM | SM1 | 69.93±1.60 c | 177.58±4.87 ab | 72.91±1.52 a | 14.49±0.27 ab |
| SM2 | 65.47±2.39 cd | 180.15±0.44 a | 73.15±2.17 a | 14.75±0.07 a | |
| 平均 Mean | MS | 75.56±9.75 A | 168.64±5.14 B | 67.71±2.42 B | 13.89±0.43 B |
| SM | 67.70±3.05 A | 178.86±3.40 A | 73.03±1.68 A | 14.62±0.23 A | |
| CK | 76.20±4.42 bA | 157.49±4.76 dC | 61.86±3.47 dC | 12.52±0.57 dC | |
| F值 F value | |||||
| OM | ns | 22.80** | 23.02** | 27.95** | |
| SC | 41.29** | 4.54* | 4.54* | 3.95* | |
| CT | 24.26** | 16.73** | 14.25** | 16.29** | |
表6 不同机械化栽培技术作业后的出苗率与幼苗素质
Table 6. Emergence rate and seedling quality after operation of different mechanized cultivation techniques
| 作业方式 Operation mode | 栽培技术 Cultivation technique | 出苗率 Emergence rate (%) | 地上部干物质量 Aboveground dry matter weight (mg/10 plants) | 地下部干物质量 Underground dry matter weight (mg/10 plants) | 株高 Plant height (cm) |
|---|---|---|---|---|---|
| MS | MS1 | 83.40±1.83 a | 172.90±2.69 bc | 70.15±1.50 ab | 14.17±0.36 ab |
| MS2 | 80.20±1.80 ab | 169.77±3.56 c | 67.67±1.11 bc | 14.02±0.35 bc | |
| MS3 | 63.07±3.91 d | 163.25±3.63 d | 65.31±1.55 cd | 13.47±0.25 c | |
| SM | SM1 | 69.93±1.60 c | 177.58±4.87 ab | 72.91±1.52 a | 14.49±0.27 ab |
| SM2 | 65.47±2.39 cd | 180.15±0.44 a | 73.15±2.17 a | 14.75±0.07 a | |
| 平均 Mean | MS | 75.56±9.75 A | 168.64±5.14 B | 67.71±2.42 B | 13.89±0.43 B |
| SM | 67.70±3.05 A | 178.86±3.40 A | 73.03±1.68 A | 14.62±0.23 A | |
| CK | 76.20±4.42 bA | 157.49±4.76 dC | 61.86±3.47 dC | 12.52±0.57 dC | |
| F值 F value | |||||
| OM | ns | 22.80** | 23.02** | 27.95** | |
| SC | 41.29** | 4.54* | 4.54* | 3.95* | |
| CT | 24.26** | 16.73** | 14.25** | 16.29** | |
| 作业方式 Operation mode | 栽培技术 Cultivation technique | 有效穗数 Effective panicles (104/hm2) | 穗粒数 Spikelet number per panicle | 结实率 Seed setting rate (%) | 千粒重 1000-grain weight (g) | 产量 Grain yield (t/hm2) |
|---|---|---|---|---|---|---|
| MS | MS1 | 249.97±3.39 a | 146.43±1.10 b | 80.43±0.31 bc | 26.23±0.15 a | 7.54±0.22 a |
| MS2 | 243.80±4.16 a | 147.00±3.54 b | 81.27±1.34 ab | 26.13±0.21 a | 7.39±0.21 b | |
| MS3 | 215.23±1.25 c | 137.60±4.90 c | 80.23±0.38 bc | 26.22±0.08 a | 6.09±0.18 c | |
| SM | SM1 | 230.77±4.80 b | 151.13±2.91 ab | 82.53±0.83 a | 26.29±0.10 a | 7.13±0.17 b |
| SM2 | 226.27±5.07 b | 152.80±0.60 a | 82.80±0.46 a | 26.20±0.20 a | 7.07±0.15 b | |
| 平均 Mean | MS | 236.32±16.28 A | 143.64±5.50 B | 80.60±0.86 A | 26.22±0.14 A | 7.00±0.72 A |
| SM | 228.52±5.06 A | 151.97±2.09 A | 82.67±0.62 A | 26.24±0.15 A | 7.13±0.15 A | |
| CK | 229.20±3.91 bA | 129.20±1.76 dC | 79.03±1.30 cB | 26.03±0.31 aA | 5.97±0.08 cB | |
| F值 F value | ||||||
| OM | ns | 28.83** | 12.01** | ns | 5.19* | |
| SC | 44.05** | 6.11* | ns | ns | 36.74** | |
| CT | 29.88** | 29.22** | 8.09** | ns | 44.73** | |
表7 不同机械化栽培技术的产量及产量构成
Table 7. Yield and yield components of different mechanized cultivation techniques
| 作业方式 Operation mode | 栽培技术 Cultivation technique | 有效穗数 Effective panicles (104/hm2) | 穗粒数 Spikelet number per panicle | 结实率 Seed setting rate (%) | 千粒重 1000-grain weight (g) | 产量 Grain yield (t/hm2) |
|---|---|---|---|---|---|---|
| MS | MS1 | 249.97±3.39 a | 146.43±1.10 b | 80.43±0.31 bc | 26.23±0.15 a | 7.54±0.22 a |
| MS2 | 243.80±4.16 a | 147.00±3.54 b | 81.27±1.34 ab | 26.13±0.21 a | 7.39±0.21 b | |
| MS3 | 215.23±1.25 c | 137.60±4.90 c | 80.23±0.38 bc | 26.22±0.08 a | 6.09±0.18 c | |
| SM | SM1 | 230.77±4.80 b | 151.13±2.91 ab | 82.53±0.83 a | 26.29±0.10 a | 7.13±0.17 b |
| SM2 | 226.27±5.07 b | 152.80±0.60 a | 82.80±0.46 a | 26.20±0.20 a | 7.07±0.15 b | |
| 平均 Mean | MS | 236.32±16.28 A | 143.64±5.50 B | 80.60±0.86 A | 26.22±0.14 A | 7.00±0.72 A |
| SM | 228.52±5.06 A | 151.97±2.09 A | 82.67±0.62 A | 26.24±0.15 A | 7.13±0.15 A | |
| CK | 229.20±3.91 bA | 129.20±1.76 dC | 79.03±1.30 cB | 26.03±0.31 aA | 5.97±0.08 cB | |
| F值 F value | ||||||
| OM | ns | 28.83** | 12.01** | ns | 5.19* | |
| SC | 44.05** | 6.11* | ns | ns | 36.74** | |
| CT | 29.88** | 29.22** | 8.09** | ns | 44.73** | |
图8 不同机械化栽培技术下的各指标相关性 SC: 覆土方式; HD: 孔穴错位率; FS: 覆土厚度; ER: 出苗率; PH: 株高; AM: 地上部干物质量; UM: 地下部干物质量; ST: 土壤温度; MC: 土壤含水率; WD: 杂草密度; EP: 有效穗数; NP: 穗粒数; SS: 结实率; GW: 千粒重; GY: 产量; FC: 膜土贴合度; OM: 作业方式。*和**分别表示在0.05和0.01水平上显著相关
Fig. 8. Correlation of various indicators for different mechanized cultivation techniques SC, Soil covering mode; HD, Hole dislocation rate; FS, Covering thickness; ER, Emergence rate; PH, Plant height; AM, Aboveground dry matter mass; UM, Underground dry matter mass; ST, Soil temperature; MC, Soil moisture content; WD, Weed density; EP, Effective panicles; NP, Spikelet number per panicle; SS, Seed setting rate; GW, 1000-grain weight; GY, Grain yield; FC, Film-soil contact degree; OM, Operation mode. * and ** indicate significant correlation at P<0.05 and P<0.01 levels, respectively.
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